1.Overview of Conflicts of Interest
a. MR 1.7(a)(2) states conflict of interest in
most general terms; threshhold test
i. Significant risk that representation would be
materially limited by
(1) Responsibilities to another client
(2) Relationship with a third person
(3) Lawyer’s own interests
ii. If yes, don’t represent unless
(1) You reasonably believe that you can
provide competent and diligent representation to client (subjective AND objective), and
(2) Client provides informed consent, confirmed in
writing [See MR 1.0(e) for definition of informed consent]
iii. MR 1.8 contains a list of specifically
prohibited conflicts of interest
(1) Some are absolute prohibitions
(2) Some contain exceptions for client consent
(3) Always remember that 1.7(a)(2) still applies as
a general prohibition
2. Attorney - Client
Conflicts MR
1.7(a)(2) (generally)
a. Lawyer’s financial interests
i. Business relations with client MR 1.8(a)
ii. Beneficiary under will MR 1.8 (c)
iii. In litigation itself
(1) Media rights MR
1.8(d)
(2) Lawyer’s investment in litigation
(a) $$ to client MR 1.8 (e)
(i) court costs and expenses permitted MR
1.8(e)(1) or (2)
(b) Proprietary interest MR 1.8 (i)
(i)
lien to secure fees and expenses permitted
(ii) contingent fee in a civil case permitted
b. No sexual relationship with client unless pre-existing
MR 1.8(j)
c. Family member as opposing counsel
?
i. Pre-2002 prohibits absent client consent [old
MR 1.8 (i)]
ii. Nothing in Rule 1.8 but see MR 1.7 Comment [11]
d. Lawyer as witness MR 3.7
3. Third
Party Conflicts MR 1.7(a)(2)
(generally)
a. Other person paying lawyer’s fee MR 1.8 (f)
i. Client consent
ii. No interference from payor
iii. Client confidentiality protected
b. Direction from a non-lawyer MR 5.4
i. No fee sharing
ii. No partnership
iii. No professional corporation
c. Referrals MR
5.4 (c)
4. Client -
Client Conflicts
a. Simultaneous
i. Corporation/Organization vs. its directors,
officers or shareholders MR 1.13
ii. Vicarious disqualification in a firm MR 1.10(a)
iii. Opposing a current client MR 1.7(a)(1)
(1) Lawyer must reasonably believe that
she can still represent both competently (subjective and objective)
(2) Cannot represent clients with opposing
claims in same litigation
(3) Informed client consent confirmed in writing
iv. Clients with differing interests MR 1.7(a)(2)
(1) Combined settlements or pleas MR 1.8(g)
(2) Almost never permissible to represent
criminal co-Ds Comment [23] to MR 1.7
b. Successive
i. Lawyer’s own past client MR 1.9 (a)
(1)
(a) Sets out four elements of a MR 1.9
violation
(b) Violation of MR 1.9 is sufficient for
disqualification; showing of actual disclosure of confidences or other harm not
required
ii. Client of lawyer’s former firm MR 1.9 (b)
iii. Client of lawyer who has left firm MR 1.10(b)
(1) Nissan Motor Corp. v. Orozco, 595
So.2d 240 (Fla.App.1992)
iv. Former client of lawyer
who has joined firm
(1) MR 1.9(b) and MR 1.10(a) combine to
disqualify the new firm if the newly associated lawyer would be.
(2) But see MR 1.11 if
the new lawyer comes from government practice (permitted if screening requirements are met)
v. Former government lawyer MR 1.11 (a), (b)
vi. Past client of government lawyer MR 1.11 (c)
vii. Former judge, arbitrator, law clerk MR 1.12
c. Prospective MR 1.18